未知题型 管理层与职工的常规见面会组织工作的程序包括()

未知题型 Question 9 Davis Samuel, CFA, is meeting with one of his portfolio management clients, Joseph Cardinal, to discuss Cardinal’s investment constraints. Samuel has established that: Cardinal plans to retire from his job as a bond salesman in 17 years, after which this portfolio will be his primary source of income. Cardinal has sufficient cash available that he will not need this portfolio to generate cash outflows until he retires. Cardinal, as a registered securities representative, is required to have Samuel send a copy of his account statements to the compliance officer at Cardinal’s employer. Cardinal opposes certain policies of the government of Lower Pannonia and does not wish to own any securities of companies that do business with its regime. To complete his assessment of Cardinal’s investment constraints, Samuel still needs to inquire about Cardinal’s:A.liquidity needs.B.legal and regulatory factors.C.unique needs and preferences.D.tax concerns.

未知题型 Question 9 Which of the following statements best describes the level of flexibility afforded in the cash flow statement classification of interest paid and dividends received (from investments) under U.S. GAAP as compared to IFRS? Interest paid Dividends receivedA.More flexible than IFRS Less flexible than IFRSB.Less flexible than IFRS More flexible than IFRSC.Less flexible than IFRS Less flexible than IFRSD.More flexible than IFRS More flexible than IFRS